Governed, compliant client messaging for financial institutions

Enable front-office teams to message clients in a compliant, secure, and governed manner

Financial Services

Join hundreds of financial institutions already using LeapXpert

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We proudly work with Institutions across Financial Services

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Banking

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Capital Markets and Trading

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Wealth and Asset Management

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Insurance

Stay compliant in a changing financial regulatory landscape

Financial firms often ban messaging channels like WhatsApp or iMessage for client communications because they cannot capture and archive these messages for regulatory compliance, exposing them to potential fines of millions of dollars and regulatory oversight.

Stay Compliant in a Changing Financial Regulatory Landscape

Features

Comprehensive features that meet strict regulatory demands while supporting seamless communication

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Capture every client conversation

Record and export all client communications across WhatsApp, iMessage, SMS, and more, fully integrated with compliance systems

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Turn messaging Into a workflow engine

Enable compliant individual, group, and broadcast chats on corporate or personal devices, supporting workflows such as trade verification to speed up deal closure

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Boost productivity & client relationships

Unify internal and external messaging, extend Teams and Slack, and use Maxen AI for insights, summaries, and knowledge sharing

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Governance & monitoring without the hassle

Manage users and channels at scale through an admin portal with unified dashboards and real-time compliance KPIs

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Protect what matters most

Safeguard sensitive data with loss prevention, threat detection, impersonation verification, and enterprise-grade encryption

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Scale on your terms

Expand users, channels, and capabilities flexibly with competitive pricing and models that grow with your business needs

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Proven global experience

Trusted by hundreds of customers in 45+ countries, with local expertise and support ensuring smooth deployment and ongoing compliance success

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Enable rich communication flows

Support secure group, broadcast, and individual client messaging on any channel, ensuring privacy, security, and compliance

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Meet your regulatory obligations with LeapXpert

Financial institutions face strict global rules for managing digital communications. LeapXpert ensures your company has all the data needed to maintain compliance with critical financial regulations:

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SEC Rule 17a-4

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Dodd-Frank

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FINRA Rule 4511

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GDPR

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MiFID II

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MAS TRM

Recognition

Named a Gartner Magic Quadrant Visionary, ranked among Deloitte’s fastest-growing North American tech companies, and awarded for excellence in risk management

Gartner Peer Insights
New Gartner
UC Award 2025
Deloitee Fast 500
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LeapXpert makes it simple to stay compliant while empowering our advisors to connect with clients on the channels they prefer.

path3345

— Gartner Peer Insights Reviewer

4.9

LeapXpert makes it simple to stay compliant while empowering our advisors to connect with clients on the channels they prefer.

path3345

— Gartner Peer Insights Reviewer

4.9

LeapXpert makes it simple to stay compliant while empowering our advisors to connect with clients on the channels they prefer.

path3345

— Gartner Peer Insights Reviewer

4.9

Resources

WhatsApp Usernames: Meta’s Biggest Identity Change and What It Means for Regulated Firms

eBook

WhatsApp Usernames: Meta’s Biggest Identity Change and What It Means for Regulated Firms

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Foundation First: Streamlining Modern Communication Infrastructure to Unlock AI-Ready Enterprises

White Paper

Foundation First: Streamlining Modern Communication Infrastructure to Unlock AI-Ready Enterprises

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From Shadow IT to Total Visibility: Governing Customer Messaging Channels (in French)

Video

From Shadow IT to Total Visibility: Governing Customer Messaging Channels (in French)

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The Meta Factor: Recalibrating for WhatsApp Governance & Compliance in Financial Services

eBook

The Meta Factor: Recalibrating for WhatsApp Governance & Compliance in Financial Services

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BYOD in 2026: From Off-Channel Chaos to Governed Clarity

eBook

BYOD in 2026: From Off-Channel Chaos to Governed Clarity

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Secure Messaging & Archiving for Government   A Buyer’s Guide for Federal & SLED CIOs/CISOs

eBook

Secure Messaging & Archiving for Government A Buyer’s Guide for Federal & SLED CIOs/CISOs

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For a Second Year in a Row, LeapXpert named a Visionary in Gartner Magic Quadrant™ for Digital Communications Governance & Archiving

Report

For a Second Year in a Row, LeapXpert named a Visionary in Gartner Magic Quadrant™ for Digital Communications Governance & Archiving

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About LeapXpert (brochure)

Resources

About LeapXpert (brochure)

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Teams to WhatsApp and SMS

Brochures

Teams to WhatsApp and SMS

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Teams for WhatsApp

Resources

Teams for WhatsApp

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WhatsApp calling for Teams

Brochures

WhatsApp calling for Teams

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Governed and Compliant Client Messaging Solution for Microsoft

White Paper

Governed and Compliant Client Messaging Solution for Microsoft

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The Shifting Challenges Organizations Face with Secure Messaging

Video

The Shifting Challenges Organizations Face with Secure Messaging

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Securing Signal in the Enterprise: Policies, Protections, and Proven Governance Tactics

eBook

Securing Signal in the Enterprise: Policies, Protections, and Proven Governance Tactics

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Now More Than Ever: Why Enterprise Messaging Needs a Security-First Architecture

Brochures

Now More Than Ever: Why Enterprise Messaging Needs a Security-First Architecture

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Teams to WhatsApp

Resources

Teams to WhatsApp

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The Silent Data Crisis: How to Keep Enterprises From Losing Their Most Valuable Asset March

eBook

The Silent Data Crisis: How to Keep Enterprises From Losing Their Most Valuable Asset March

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Maxen – Communication Intelligence

Brochures

Maxen – Communication Intelligence

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Invitation to a Case Study Presentation (postcard)

Uncategorized

Invitation to a Case Study Presentation (postcard)

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LeapXpert for Teams (brochure)

Uncategorized

LeapXpert for Teams (brochure)

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Maxen™ Communication Intelligence (brochure)

Uncategorized

Maxen™ Communication Intelligence (brochure)

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LeapXpert for Teams (video)

Uncategorized

LeapXpert for Teams (video)

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LeapXpert Single Professional Identity (video)

Uncategorized

LeapXpert Single Professional Identity (video)

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Verint partners with LeapXpert (brochure)

Brochures

Verint partners with LeapXpert (brochure)

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LeapXpert and ASC (brochure)

Brochures

LeapXpert and ASC (brochure)

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Winning DCGA Strategies for Commodity Trading in 2025

eBook

Winning DCGA Strategies for Commodity Trading in 2025

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Webinar: Elevate Client Communication with Microsoft Teams and LeapXpert

Video

Webinar: Elevate Client Communication with Microsoft Teams and LeapXpert

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Navigating the Future of Non-Financial Risk and Control: Insights from XLoD Global – London 2024

Report

Navigating the Future of Non-Financial Risk and Control: Insights from XLoD Global – London 2024

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LeapXpert named a Visionary in Gartner Magic Quadrant™ for Digital Communications Governance & Archiving (DCGA)

Report

LeapXpert named a Visionary in Gartner Magic Quadrant™ for Digital Communications Governance & Archiving (DCGA)

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Teams-to-WhatsApp, Teams-to-iMessage, Teams-to … Everything!

eBook

Teams-to-WhatsApp, Teams-to-iMessage, Teams-to … Everything!

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